Important Disclosures
Important information about investment risks, performance reporting, and regulatory matters
Important Risk Disclosure
Investing in securities involves risk of loss that clients should be prepared to bear. Past performance is not indicative of future results. No investment strategy can guarantee profits or protect against losses in declining markets.
General Disclosures
All investments involve risk, including the possible loss of principal. The value of investments and the income from them can go down as well as up, and investors may not get back the amount originally invested.
The V-Rank Alpha Portfolio focuses on growth stocks, which may be more volatile than the overall market. Stock prices can fluctuate significantly in response to company performance, market conditions, economic factors, and investor sentiment.
Specific risks include but are not limited to:
- Market risk: Overall market declines can affect portfolio value
- Company-specific risk: Individual stock holdings may underperform or decline
- Concentration risk: Focused portfolios may be more volatile than diversified indices
- Liquidity risk: Certain securities may be difficult to sell quickly
- Systematic risk: Factors affecting entire markets or asset classes
Past performance is not indicative of future results. Historical returns, including those presented on this website, do not guarantee or predict future performance. Investment returns and principal value will fluctuate, and account values may be worth more or less than the original investment when liquidated.
All performance figures presented are for the V-Rank Alpha Portfolio and represent actual performance net of all management fees and expenses. Performance data includes reinvestment of dividends and capital gains. Individual client returns may vary based on timing of investments, withdrawals, and other factors.
Benchmark indices such as the S&P 500 and S&P 400 MidCap are provided for comparative purposes only. These indices are unmanaged, do not reflect the deduction of fees or expenses, and cannot be invested in directly.
The V-Rank Alpha Portfolio's composition and strategy differ significantly from these broad market indices. The portfolio is actively managed and concentrated in growth stocks, while the indices represent passive, broadly diversified market exposure.
This website may contain forward-looking statements regarding future performance, strategies, or market conditions. These statements are based on current expectations and assumptions and are subject to risks and uncertainties. Actual results may differ materially from those expressed or implied in forward-looking statements.
Regulatory Information
Vetta Investment Management is registered with the U.S. Securities and Exchange Commission (SEC) as an investment advisor. Registration does not imply a certain level of skill or training. More information about our firm is available in our Form ADV Part 2, which is available upon request.
Our Form ADV Part 2 (firm brochure) provides detailed information about our business practices, fees, conflicts of interest, and disciplinary history. This document is provided to all clients and is available on the SEC's Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov) or by contacting us directly.
Vetta Investment Management does not take custody of client assets. All client assets are held at qualified custodians (such as Interactive Brokers or similar institutions) in accounts in the client's name. Clients receive account statements directly from their custodian and should carefully review these statements.
Fee Disclosures
Clients pay management fees for our investment advisory services. Fee schedules vary based on account size and service type. Detailed fee information is provided in our Form ADV Part 2 and in client agreements.
All historical performance figures presented on this website are net of management fees, meaning fees have been deducted from the returns shown. This provides an accurate representation of actual client returns after costs.
In addition to management fees, clients may incur other costs including:
- Brokerage commissions and transaction fees
- Custodian fees
- Wire transfer and other administrative fees
- Regulatory fees
These costs vary by custodian and are typically minimal but should be considered when evaluating total investment costs.
Additional Important Information
We cannot guarantee any specific level of performance or that investment objectives will be achieved. While we employ systematic, disciplined investment strategies, market conditions and individual security performance can vary significantly from expectations.
The V-Rank Alpha Portfolio may not be suitable for all investors. Before investing, you should carefully consider your investment objectives, risk tolerance, time horizon, and financial situation. We conduct suitability assessments for all clients to ensure our strategy aligns with their needs.
Investment returns are subject to taxation. The tax treatment of investment gains, losses, and income depends on individual circumstances and account type. We are not tax advisors, and clients should consult with qualified tax professionals regarding their specific tax situation.
The information on this website is for informational purposes only and does not constitute investment advice or an offer to sell or solicitation to buy securities. Information is believed to be accurate but is not guaranteed. We reserve the right to modify or update website content without notice.
Clients are responsible for:
- Reviewing and understanding all account documents and disclosures
- Notifying us of changes in financial situation or investment objectives
- Reviewing account statements and performance reports
- Promptly reporting any errors or discrepancies
- Understanding the risks associated with their investments
Questions About These Disclosures?
If you have questions about any of these disclosures or would like additional information about our services, please contact us.
Email: [email protected] | Phone: (555) 123-4567